The Yearbook & Directory of Ireland's international financial services industry |
Saturday, 16th February 2019 |
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ByrneWallace
Financial Services Regulatory and Risk Management [Financial Services Audit & Advisory]
Profile: |
The ByrneWallace Financial Services Regulatory and Risk Management team includes some of the most experienced and effective lawyers with specialist expertise providing advisory services in the fields of financial regulation, risk management and strategic advice in dispute / investigation management in Ireland.
The core of our practice is advising on authorisation and supervision of Irish regulated financial institutions including:
- The ECB and the Central Bank as financial regulators
- The Single Supervisory Mechanism
- The Central Bank's revitalised approach to assertive supervision under the PRISM model
- The Central Bank's enforcement regime including its administrative sanctions process and appeals to IFSAT
- Judicial review of regulatory decisions or directions
- The Central Bank's approach to investigations and on-site/off-site inspections, and third party expert reports
- Resolution measures taken by the Central Bank
- Solvency II |
Services: |
- Authorisations, and Conduct of Business Rules, including Banking and MiFID
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Regulatory capital
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Insurance regulation
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Risk management
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Payment services
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Passporting into and from other EU jurisdictions
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Product structuring and establishment
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Transfers of financial institutions and related due diligence
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Outsourcing
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Design of compliance procedures
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Pre-approval control functions
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Advisers
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