ByrneWallace

Financial Services Regulatory and Risk Management [Financial Services Audit & Advisory]

Profile:

The ByrneWallace Financial Services Regulatory and Risk Management team includes some of the most experienced and effective lawyers with specialist expertise providing advisory services in the fields of financial regulation, risk management and strategic advice in dispute / investigation management in Ireland.

The core of our practice is advising on authorisation and supervision of Irish regulated financial institutions including:
- The ECB and the Central Bank as financial regulators
- The Single Supervisory Mechanism
- The Central Bank's revitalised approach to assertive supervision under the PRISM model
- The Central Bank's enforcement regime including its administrative sanctions process and appeals to IFSAT
- Judicial review of regulatory decisions or directions
- The Central Bank's approach to investigations and on-site/off-site inspections, and third party expert reports
- Resolution measures taken by the Central Bank
- Solvency II

Services:

Authorisations, and Conduct of Business Rules, including Banking and MiFID
Regulatory capital
Insurance regulation
Risk management
Payment services
Passporting into and from other EU jurisdictions
Product structuring and establishment
Transfers of financial institutions and related due diligence
Outsourcing
Design of compliance procedures
Pre-approval control functions

Advisers

Gavin, Joe

Firm:	ByrneWallace
Position:	Partner, Head of Financial Services
Address:	88 Harcourt Street, Dublin 2
Phone:	+353 1 691 5635
Fax:	+353 1 691 5010
Email:	jgavin@byrnewallace.com
Personal URL:	http://byrnewallace.com/joseph-gavin.html

Kavanagh, Mark

Firm:	ByrneWallace
Position:	Partner, Head of Banking & Finance
Address:	88 Harcourt Street, Dublin 2
Phone:	+ 353 1 691 5643
Fax:	+353 1 691 5010
Email:	mkavanagh@byrnewallace.com
Personal URL:	http://byrnewallace.com/mark-kavanagh.html